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Germany
Legal names
| Name | Valid from | Valid to |
|---|---|---|
| UBS Wealth Management AG
|
06/06/2005
|
07/06/2005
|
| UBS Deutschland AG
|
07/06/2005
|
Statute
| Statute | Official list | Activity | Valid from |
|---|---|---|---|
| Free provision of services by EEA investment firms
|
INVESTMENT FIRMS
List of investment companies governed by the law of another EEA Member State that have notified their intention to provide investment services in Belgium under the freedom to provide services regime |
MiFID(A): 1 - RTO,
MiFID(A): 2 - Execution of orders,
MiFID(A): 3 - Dealing on own account,
MiFID(A): 4 - Portfolio management,
MiFID(A): 5 - Investment advice,
MiFID(A): 6 - Underwriting or placing on a firm commitment basis,
MiFID(A): 7 - Placing without a firm commitment basis,
MiFID(B): 1 - Safekeeping,
MiFID(B): 2 - Granting credits MiFID,
MiFID(B): 3 - Financial engineering,
MiFID(B): 4 - Foreign exchange services
|
|
Address
| Street | Zip | City | Country | Valid from |
|---|---|---|---|---|
| Postfach 10 20 42
|
60020
|
Frankfurt am Main
|
DE
|
|
Legal form entity
| Legal form | Valid from |
|---|---|
| AG
|
|