Home country
Ireland
Legal names
| Name | Valid from |
|---|---|
| Guggenheim Securities Europe Ltd
|
25/03/2024
|
Statute
| Statute | Official list | Activity | Valid from |
|---|---|---|---|
| Free provision of services by EEA investment firms
|
INVESTMENT FIRMS
List of investment companies governed by the law of another EEA Member State that have notified their intention to provide investment services in Belgium under the freedom to provide services regime |
MiFID(A): 1 - RTO,
MiFID(A): 5 - Investment advice,
MiFID(A): 7 - Placing without a firm commitment basis,
MiFID(B): 3 - Financial engineering,
MiFID(B): 5 - Investment research,
MiFID(B): 6 - Services related to underwriting,
MiFID(B): 7 - Services related to the underlying of derivatives
|
|
Address
| Street | House number | Zip | City | Country | Valid from |
|---|---|---|---|---|---|
| Upper Mount Street
|
7/8
|
D02YY71
|
Dublin
|
IE
|
|
Legal form entity
| Legal form | Valid from |
|---|---|
| LTD
|
|