Home country
United Kingdom
Legal names
| Name | Valid from | Valid to |
|---|---|---|
| Brewin Dolphin Ltd.
|
31/12/1995
|
27/09/1998
|
| Drewin Dolphin Securities Ltd.
|
28/09/1998
|
24/10/2007
|
| Brewin Dolphin Ltd
|
30/10/2007
|
Statute
| Statute | Official list | Activity | Valid from |
|---|---|---|---|
| Free provision of services by non-EEA investment firms
|
INVESTMENT FIRMS
List of investment companies governed by the law of a country other than an EEA State that have notified their intention to provide investment services in Belgium under the freedom to provide services regime |
MiFID(A): 1 - RTO,
MiFID(A): 2 - Execution of orders,
MiFID(A): 3 - Dealing on own account,
MiFID(A): 4 - Portfolio management,
MiFID(A): 5 - Investment advice,
MiFID(B): 1 - Safekeeping,
MiFID(B): 4 - Foreign exchange services,
MiFID(B): 5 - Investment research
|
|
Address
| Street | House number | Zip | City | Country | Valid from | Valid to |
|---|---|---|---|---|---|---|
| Giltspur Street
|
5
|
EC1A 9BD
|
London
|
GB
|
|
|
| Smithfield Street
|
12
|
EC1A 9LA
|
London
|
GB
|
|
Legal form entity
| Legal form | Valid from |
|---|---|
| LTD
|
|